Legal, Ethical & Regulatory Compliance Framework
FundMyCases operates under strict adherence to federal and state litigation finance jurisprudence, ethical prohibitions against attorney fee-splitting (ABA Model Rule 5.4), work-product privilege preservation, and SEC Regulation D Rule 506(c) standards.
Non-Recourse Agreements
Strict non-recourse financial advances where capital is repaid solely upon successful recovery. Funders retain zero control over settlement or trial strategy.
Common Interest Doctrine
Tripartite privilege agreements safeguarding work product and attorney-client communications during underwriting and diligence.
Champerty & Maintenance Guide
Comprehensive jurisdictional analysis across Delaware, New York, California, Florida, New Jersey, and the Supreme Court of India precedent.
Delaware Standing Order Compliance
Automated Rule 3(a) disclosure packet generation complying with Chief Judge Connolly’s mandatory third-party funding standing order.
SEC Regulation D Rule 506(c) Compliance
Pursuant to Rule 506(c), all prospective syndicate capital participants must complete independent accreditation verification via licensed CPA, attorney verification letter, or automated biometric FinTech API prior to entering the deal room.
Every SPV issuer and executive sponsor undergoes continuous automated screening against FinCEN, OFAC, SEC, and INTERPOL sanctions lists to guarantee disqualification immunity.
Each litigation syndicate is established as an independent series of a Delaware Series LLC. Liabilities, claims, and returns are strictly partitioned to protect claimant and investor capital.
Ready to Structure an Institutional Litigation Facility?
Our compliance team reviews every dossier against state champerty statutes and privilege rules.